Enhanced back office capabilities for independent dealerships

W.connect and Back Office

  • Core, web-based and back office user interface
  • Supports centralized, decentralized, hybrid, and multi-branch dealer operations
  • Servicing nominee, client name and intermediary accounts

Management/Advisor Dashboards

  • Business intelligence and dashboard views for advisors and dealer owners
  • Advisors use the dashboard to manage their investor book of business assets
  • Identify the status of compliance items and take needed actions.
  • Current and historical Management views of financial performance of the dealership
  • Comprehensive analysis of new money in, and money out of the dealership


  • A comprehensive suite of configurable day-to-day, ad-hoc and historical compliance reporting
  • Controls to satisfy all MFDA and AMF needs
  • Efficient single and multi-branch dealer operations
  • Includes toolkits and reporting to support regulatory audit requirements

Investor Facing Wealth Reports

  • Comprehensive, consolidated, customizable investor facing Wealth reports
  • For Mutual Fund and Segregated Fund dealers, EMDs, Deposit Brokers, MGAs and National Accounts

Model Portfolios

  • Creation and maintenance of Model Portfolios
  • Integrated investor profile questionnaire
  • Point Based Determination of Investor suitability