Enhanced back office capabilities for independent dealerships

W.connect and Back Office

• Core, web-based and back office user interface
• Supports centralized, decentralized, hybrid, and multi-branch dealer operations
• Servicing nominee, client name and intermediary accounts

Management/Advisor Dashboards

• Business intelligence and dashboard views for advisors and dealer owners
• Advisors use the dashboard to manage their investor book of business assets
• Identify the status of compliance items and take needed actions.
• Current and historical Management views of financial performance of the dealership
• Comprehensive analysis of new money in, and money out of the dealership

W.compliance

• A comprehensive suite of configurable day-to-day, ad-hoc and historical compliance reporting
• Controls to satisfy all MFDA and AMF needs
• Efficient single and multi-branch dealer operations
• Includes toolkits and reporting to support regulatory audit requirements

Investor Facing Wealth Reports

• Comprehensive, consolidated, customizable investor facing Wealth reports
• For Mutual Fund and Segregated Fund dealers, EMDs, Deposit Brokers, MGAs and National Accounts

Model Portfolios

• Creation and maintenance of Model Portfolios
• Integrated investor profile questionnaire
• Point Based Determination of Investor suitability