Enhanced back office capabilities for independent dealerships
W.connect and Back Office
- Core, web-based and back office user interface
- Supports centralized, decentralized, hybrid, and multi-branch dealer operations
- Servicing nominee, client name and intermediary accounts
Management/Advisor Dashboards
- Business intelligence and dashboard views for advisors and dealer owners
- Advisors use the dashboard to manage their investor book of business assets
- Identify the status of compliance items and take needed actions.
- Current and historical Management views of financial performance of the dealership
- Comprehensive analysis of new money in, and money out of the dealership
W.compliance
- A comprehensive suite of configurable day-to-day, ad-hoc and historical compliance reporting
- Controls to satisfy all MFDA and AMF needs
- Efficient single and multi-branch dealer operations
- Includes toolkits and reporting to support regulatory audit requirements
Investor Facing Wealth Reports
- Comprehensive, consolidated, customizable investor facing Wealth reports
- For Mutual Fund and Segregated Fund dealers, EMDs, Deposit Brokers, MGAs and National Accounts
Model Portfolios
- Creation and maintenance of Model Portfolios
- Integrated investor profile questionnaire
- Point Based Determination of Investor suitability